Other - Engaging in practices harmful or detrimental to the public by: a. Failing to maintain at all times a record of the Respondent’s trust account and improper trust account procedures. b. Failing to provide a means for a monthly reconciliation of t
8-hour Trust Accounts course.
Engaging in practices harmful or detrimental to the public by: a. Failing to maintain at all times a record of the Respondent’s trust account and improper trust account procedures. b. Failing to provide a means for a monthly reconciliation of the Respondent’s trust account to ensure agreement of the general ledger balance, reconciled bank balance and individual ledger accounts. c. Failing to accurately maintain an individual ledger for broker’s equity for the Respondent’s trust account. d. Failing to accurately maintain an individual ledger for interest for the Respondent’s trust account.
