Other - a. Failing to maintain at all times a record of the Respondent’s trust account. b. Failing to maintain the general ledger, individual ledgers, and bank reconciliation to reflect accurate current balances. c. Failing to conduct and/or docume
Reprimand,
$1500 Civil Penalty, and
8 hour Iowa Trust Accounts Class
a. Failing to maintain at all times a record of the Respondent’s trust account.
b. Failing to maintain the general ledger, individual ledgers, and bank reconciliation to reflect accurate current balances.
c. Failing to conduct and/or document monthly reconciliation on a written worksheet to ensure the agreement of the general ledger balance, reconciled bank balance, and individual ledger totals.
