Other - Count I: Failing to maintain at all times a record of the respondent's trust account and improper trust account procedures. Count II: Failing to maintain the general ledger, individual ledges, and monthly bank reconcilliation to reflect accurate current
Reprimand, $2,500 civil penalty, CPA audit
Count I: Failing to maintain at all times a record of the respondent's trust account and improper trust account procedures. Count II: Failing to maintain the general ledger, individual ledges, and monthly bank reconcilliation to reflect accurate current balances for the Respondent's trust account. Count III: Having more than $500 of personal funds in the Respondent's trust account due to the failure to promptly withdraw funds and payable to the respondent.
