Other - Engaging in practices harmful or detrimental to the public by: Failing to maintain at all times a record of the Respondent’s trust account and improper trust account procedures. Failing to accurately maintain a general ledger to record in c
Engaging in practices harmful or detrimental to the public by:
Failing to maintain at all times a record of the Respondent’s trust account and improper trust account procedures.
Failing to accurately maintain a general ledger to record in chronological order all receipts and disbursements.
Failing to accurately maintain the running balance of all individual leger accounts.
Failing to accurately maintain an Individual Ledger for Broker’s Equity.
Failing to provide a means for a monthly reconciliation of the Respondent’s trust account to ensure agreement of the general ledger balance, reconciled bank balance and individual ledger accounts.
