Discipline Details

Discipline Information

Case Number	84-074
Number	B14903000
Full Name	Steven R Smith
Issued Date	2/6/1985
Discipline Type	Other - Failure to include name, etc of his broker in advertising.
Action Taken	6 hrs law $300 civil penalty
Reason for Action	Failure to include name, etc of his broker in advertising.
Status	Satisfied
Date Satisfied (If Applicable)
Disciplinary Index (If Applicable)	84-074